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Overview
What you will learn
This Financial Services Regulation - Introduction course at BPP University covers the key regulations and statutes governing investment banking, stockbroking, and investment management firms.
This course explains the essential elements of the regulatory environment but does not directly prepare you for an industry examination.
Programme Structure
Topics include:
- Historical background
- Role of compliance
- The FCA handbook and PRA rulebook
- The Financial Services and Markets Act 2000 (FSMA) (as amended)
- High level standards
- Business standards
- Consumer Duty and its application
- Prudential standards
- Client Assets Sourcebook
- Redress
- Financial crime
- Money laundering
Key information
Duration
- Part-time
- 2 days
Start dates & application deadlines
- StartingApply anytime.
Language
English
Delivered
Online
Campus Location
- London, United Kingdom
Disciplines
Finance View 116 other Short Courses in Finance in United KingdomWhat students do after studying
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Academic requirements
We are not aware of any specific GRE, GMAT or GPA grading score requirements for this programme.
English requirements
We are not aware of any English requirements for this programme.
Other requirements
General requirements
Who is the course for?
- This course will be of benefit to anyone who requires a practical knowledge of the UK regulatory regime, particularly if you are working in the field of compliance or associated control functions.
- In view of the provisions regarding senior management responsibility in the UK regime, it is also relevant to those involved in managerial or supervisory functions.
Tuition Fees
Tuition fees are shown in and the most likely applicable fee is shown based on your nationality.
-
International Applies to you
Applies to youNon-residents1794 GBP / full≈ 1794 GBP / full -
Domestic Applies to you
Applies to youCitizens or residents1794 GBP / full≈ 1794 GBP / full
Funding
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