Featured byYork University - Osgoode Hall Law School
Overview
What you will study
You need to be ready. Canadian financial institutions face a complex regulatory web as regulators (nationally and globally) are imposing greater pressures to assess, monitor and mitigate regulatory and operational risks.
In addition to staying compliant, today’s financial institutions need to keep up with new regulations, deal with new issues – including those created by remote work and emerging technologies – and manage the human resources and technological requirements to get the job done. The speed of change is rapid and the demands are increasing.
The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions course offered by York University will discuss the essential components of a successful compliance program, how to categorize and control risk, and real-world best practices and strategies to help shield your organization from costly and damaging violations.
Programme Structure
The program focuses on:
- What compliance is and why it is a priority among regulated industries
- Essential components of a successful compliance program
- Methods to categorize, mitigate and control risk
- How major regulators and authorities regulate and supervise (objectives, powers and responsibilities), and tips for dealing with them effectively
- Correlations between governance, risk management and compliance (GRC)
- How to become an effective partner and energize your organization
- Techniques to help shield your organization from costly and damaging violations
- Overview of regulatory reviews, exams and complaints
Key information
Duration
- Full-time
- 1 days
Start dates & application deadlines
- StartingApply anytime.
Language
English
Delivered
Blended
Campus Location
- Toronto, Canada
Disciplines
Business Law Risk Management View 7 other Short Courses in Risk Management in CanadaWhat students do after studying
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Academic requirements
We are not aware of any specific GRE, GMAT or GPA grading score requirements for this programme.
English requirements
We are not aware of any English requirements for this programme.
Other requirements
General requirements
- Compliance officers and compliance professionals at financial institutions
- Privacy officers and professionals
- Operations and risk professionals
- In-house counsel at financial institutions
- Compliance consultants
- Portfolio and fund managers
- Insurance professionals
- Accountants
- Internal auditors
- Anyone aspiring towards a career in compliance or enterprise risk management
Student Insurance via Studyportals Partner
Make sure to cover your health, travel, and stay while studying abroad. Even global coverages can miss important items like Additional medical costs, Repatriation, Liability etc. Make sure your student insurance covers your needs.
Studyportals partnered with Aon to provide you with the best affordable student insurance, for a carefree experience away from home.
Get your student insurance nowStarting from €0.53/day, free cancellation any time.
Remember, countries and universities may have specific insurance requirements. To learn more about how student insurance work at York University - Osgoode Hall Law School and/or in Canada, please visit Student Insurance Portal.
Tuition Fees
Tuition fees are shown in and the most likely applicable fee is shown based on your nationality.
-
International Applies to you
Applies to youNon-residents925 CAD / full≈ 925 CAD / full -
Domestic Applies to you
Applies to youCitizens or residents925 CAD / full≈ 925 CAD / full
Living costs
Toronto
Canada
1502 - 2563 CAD / month
The living costs include the total expenses per month, covering accommodation, public transportation, utilities (electricity, internet), books and groceries.
Funding
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