The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions, Short Course | Part time online | York University | Canada
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Short Online

The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions

1 days
Duration
895 CAD/full
895 CAD/full
Unknown
Tuition fee
Anytime
Unknown
Apply date
Anytime
Unknown
Start date

About

The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions course offered by York University will provide you with a practical understanding of the key compliance and risk management issues facing financial institutions in Canada.

Overview

What you will study

You need to be ready. Canadian financial institutions face a complex regulatory web as regulators (nationally and globally) are imposing greater pressures to assess, monitor and mitigate regulatory and operational risks.

In addition to staying compliant, today’s financial institutions need to keep up with new regulations, deal with new issues – including those created by remote work and emerging technologies – and manage the human resources and technological requirements to get the job done. The speed of change is rapid and the demands are increasing.  

The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions course offered by York University will discuss the essential components of a successful compliance program, how to categorize and control risk, and real-world best practices and strategies to help shield your organization from costly and damaging violations.

Programme Structure

The program focuses on:

  • What compliance is and why it is a priority among regulated industries
  • Essential components of a successful compliance program
  • Methods to categorize, mitigate and control risk
  • How major regulators and authorities regulate and supervise (objectives, powers and responsibilities), and tips for dealing with them effectively
  • Correlations between governance, risk management and compliance (GRC)
  • How to become an effective partner and energize your organization
  • Techniques to help shield your organization from costly and damaging violations
  • Overview of regulatory reviews, exams and complaints

Key information

Duration

  • Part-time
    • 1 days

Start dates & application deadlines

You can apply for and start this programme anytime.
More details
  • On Demand.

Language

English

Delivered

Online

Academic requirements

We are not aware of any specific GRE, GMAT or GPA grading score requirements for this programme.

English requirements

We are not aware of any English requirements for this programme.

Other requirements

General requirements

  • Compliance officers and compliance professionals at financial institutions
  • Privacy officers and professionals
  • Operations and risk professionals
  • In-house counsel at financial institutions
  • Compliance consultants
  • Portfolio and fund managers
  • Insurance professionals
  • Accountants
  • Internal auditors
  • Anyone aspiring towards a career in compliance or enterprise risk management

Tuition Fee

To always see correct tuition fees
  • International

    895 CAD/full
    Tuition Fee
    Based on the tuition of 895 CAD for the full programme during 1 days.
  • National

    895 CAD/full
    Tuition Fee
    Based on the tuition of 895 CAD for the full programme during 1 days.

Funding

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The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions
York University
The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions
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York University

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