Endorsed by
York University 4.1 (101)
Overview
What you will study
You need to be ready. Canadian financial institutions face a complex regulatory web as regulators (nationally and globally) are imposing greater pressures to assess, monitor and mitigate regulatory and operational risks.
In addition to staying compliant, today’s financial institutions need to keep up with new regulations, deal with new issues – including those created by remote work and emerging technologies – and manage the human resources and technological requirements to get the job done. The speed of change is rapid and the demands are increasing.
The Fundamentals of Regulatory Compliance and Legal Risk Management for Financial Institutions course offered by York University will discuss the essential components of a successful compliance program, how to categorize and control risk, and real-world best practices and strategies to help shield your organization from costly and damaging violations.
Programme Structure
The program focuses on:
- What compliance is and why it is a priority among regulated industries
- Essential components of a successful compliance program
- Methods to categorize, mitigate and control risk
- How major regulators and authorities regulate and supervise (objectives, powers and responsibilities), and tips for dealing with them effectively
- Correlations between governance, risk management and compliance (GRC)
- How to become an effective partner and energize your organization
- Techniques to help shield your organization from costly and damaging violations
- Overview of regulatory reviews, exams and complaints
Key information
Duration
- Part-time
- 1 days
Start dates & application deadlines
You can apply for and start this programme anytime.
More details
- On Demand
Language
English
Delivered
Online
Disciplines
Business Law Risk Management View 18 other Short Courses in Business Law in CanadaAcademic requirements
We are not aware of any specific GRE, GMAT or GPA grading score requirements for this programme.
English requirements
We are not aware of any English requirements for this programme.
Other requirements
General requirements
- Compliance officers and compliance professionals at financial institutions
- Privacy officers and professionals
- Operations and risk professionals
- In-house counsel at financial institutions
- Compliance consultants
- Portfolio and fund managers
- Insurance professionals
- Accountants
- Internal auditors
- Anyone aspiring towards a career in compliance or enterprise risk management
Tuition Fee
To always see correct tuition fees
-
International
895 CAD/fullTuition FeeBased on the tuition of 895 CAD for the full programme during 1 days. -
National
895 CAD/fullTuition FeeBased on the tuition of 895 CAD for the full programme during 1 days.
Funding
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