Regulatory Compliance and Legal Risk Management for Financial Institutions, Certificate | Online (optional) | York University | Toronto, Canada
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Certificate On Campus Online

Regulatory Compliance and Legal Risk Management for Financial Institutions

2 months
Duration
4595 CAD/full
4595 CAD/full
Unknown
Tuition fee
Unknown
Unknown
Apply date
Unknown
Start date

About

Designed by a select group of industry leaders, this Regulatory Compliance and Legal Risk Management for Financial Institutions offered by York University will provide you with a comprehensive understanding of crucial regulatory compliance requirements, the intersection of compliance and enterprise risk management in financial services and the practical strategies you need to meet them.

Overview

What you will study

Over this Regulatory Compliance and Legal Risk Management for Financial Institutions offered by York University , you will learn from industry experts and major regulators and get the practical knowledge and skills you need to effectively assess, monitor and mitigate regulatory and operational risks. With a focus on real-world examples, you will take your learning to the next level and emerge equipped with the most up-to-date knowledge, tools and tactics you need to develop, implement or re-energize a state-of-the-art compliance program, along with insights into rapidly evolving compliance issues and trends.

Programme Structure

The program focuses on:

  • Regulatory compliance for financial institutions
  • How to effectively identify, mitigate and control risks
  • Essential components of an effective compliance program
  • How major regulators and authorities regulate and supervise and tips for dealing with them effectively
  • Correlations between governance, risk management and compliance (GRC)
  • How to become an effective partner and energize your organization
  • Strategies for implementing a code of business conduct and ethics
  • Techniques for managing a regulatory examination, investigation and incident
  • Best practices for crisis management and response
  • Strategies for managing high risk issues
  • How to manage industry disruptors
  • What you need to do to prepare for emerging challenges impacting compliance professionals
  • Impact of international standard setting organizations

Key information

Duration

  • Full-time
    • 2 months
  • Part-time
    • 2 months

Start dates & application deadlines

Language

English

Delivered

On Campus, Online

Academic requirements

We are not aware of any specific GRE, GMAT or GPA grading score requirements for this programme.

English requirements

We are not aware of any English requirements for this programme.

Student insurance

Make sure to cover your health, travel, and stay while studying abroad. Even global coverages can miss important items, so make sure your student insurance ticks all the following:

  • Additional medical costs (i.e. dental)
  • Repatriation, if something happens to you or your family
  • Liability
  • Home contents and baggage
  • Accidents
  • Legal aid

We partnered with Aon to provide you with the best affordable student insurance, for a carefree experience away from home.

Get your student insurance now

Starting from €0.53/day, free cancellation any time.

Remember, countries and universities may have specific insurance requirements. To learn more about how student insurance work at York University - Osgoode Hall Law School and/or in Canada, please visit Student Insurance Portal.

Other requirements

General requirements

  • Compliance officers and professionals at financial institutions
  • Privacy professionals
  • Risk professionals
  • Operations and risk managers
  • In-house counsel at financial institutions
  • Internal auditors
  • Business or corporate affairs professionals
  • Lawyers in private practice who advise financial institutions
  • Portfolio managers, fund managers and securities dealers
  • Compliance consultants
  • Accountants
  • Anyone interested in a career or a role in compliance

Tuition Fee

To always see correct tuition fees
  • International

    4595 CAD/full
    Tuition Fee
    Based on the tuition of 4595 CAD for the full programme during 2 months.
  • National

    4595 CAD/full
    Tuition Fee
    Based on the tuition of 4595 CAD for the full programme during 2 months.

Living costs for Toronto

1502 - 2563 CAD /month
Living costs

The living costs include the total expenses per month, covering accommodation, public transportation, utilities (electricity, internet), books and groceries.

Funding

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Regulatory Compliance and Legal Risk Management for Financial Institutions
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Regulatory Compliance and Legal Risk Management for Financial Institutions
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