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The Osgoode Certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions York University

Highlights
Tuition fee
4595 CAD / full
4595 CAD / full
Unknown
Tuition fee
4595 CAD / full
4595 CAD / full
Unknown
Duration
5 days
Duration
5 days
Apply date
Anytime
Unknown
Apply date
Anytime
Unknown
Start date
Unknown
Start date
Unknown
Campus location
Toronto, Canada
Campus location
Toronto, Canada
Taught in
English
Taught in
English

About

Designed by a select group of industry leaders, this Regulatory Compliance and Legal Risk Management for Financial Institutions offered by York University will provide you with a comprehensive understanding of crucial regulatory compliance requirements, the intersection of compliance and enterprise risk management in financial services and the practical strategies you need to meet them.

Overview

What you will study

Over this certificate offered by York University , you will learn from industry experts and major regulators and get the practical knowledge and skills you need to effectively assess, monitor and mitigate regulatory and operational risks.

With a focus on real-world examples, you will take your learning to the next level and emerge equipped with the most up-to-date knowledge, tools and tactics you need to develop, implement or re-energize a state-of-the-art compliance program, along with insights into rapidly evolving compliance issues and trends.

Programme Structure

The program focuses on:

  • Foundational compliance and legal risk principles—essential across financial and non-financial sectors
  • How to assess, prioritize, and manage risk across business units with strategic clarity
  • Key components of a modern, adaptive compliance and risk program
  • How regulators operate and interact—and how to engage with them effectively
  • The strategic alignment of governance, risk, and compliance (GRC)
  • How to influence culture, energize teams, and become a trusted compliance partner
  • Techniques for managing regulatory reviews, investigations and incidents with confidence
  • Approaches to embedding ethics, integrity and accountability into business conduct
  • Best practices for crisis response and reputational risk management
  • How to navigate competing risks and resolve internal conflicts
  • Strategies for responding to disruptors like AI, fintech and non-traditional market entrants
  • Tools for staying ahead of regulatory shifts and global standards

Key information

Duration

  • Part-time
    • 5 days

Start dates & application deadlines

Language

English

Delivered

Blended

Campus Location

  • Toronto, Canada

What students do after studying

Join for free or log in to access our complete career info list.

Academic requirements

We are not aware of any specific GRE, GMAT or GPA grading score requirements for this programme.

English requirements

We are not aware of any English requirements for this programme.

Other requirements

General requirements

  • Compliance officers and professionals at financial institutions
  • Privacy professionals
  • Risk professionals
  • Operations and risk managers
  • In-house counsel at financial institutions
  • Internal auditors
  • Business or corporate affairs professionals
  • Lawyers in private practice who advise financial institutions
  • Portfolio managers, fund managers and securities dealers
  • Compliance consultants
  • Accountants
  • Anyone interested in a career or a role in compliance

Student Insurance via Studyportals Partner

Make sure to cover your health, travel, and stay while studying abroad. Even global coverages can miss important items like Additional medical costs, Repatriation, Liability etc. Make sure your student insurance covers your needs.

Studyportals partnered with Aon to provide you with the best affordable student insurance, for a carefree experience away from home.

Get your student insurance now

Starting from €0.53/day, free cancellation any time.

Remember, countries and universities may have specific insurance requirements. To learn more about how student insurance work at York University - Osgoode Hall Law School and/or in Canada, please visit Student Insurance Portal.

Tuition Fees

Tuition fees are shown in and the most likely applicable fee is shown based on your nationality.
  • International

    Non-residents
    4595 CAD / full
    ≈ 4595 CAD / full
  • Domestic

    Citizens or residents
    4595 CAD / full
    ≈ 4595 CAD / full

Living costs

Toronto

Canada
1502 - 2563 CAD / month

The living costs include the total expenses per month, covering accommodation, public transportation, utilities (electricity, internet), books and groceries.

Funding

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The Osgoode Certificate in Regulatory Compliance and Legal Risk Management for Financial Institutions
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